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Appendix 2

1...On or before [*] the parties shall exchange lists of three neutral individuals who are available to conduct ADR procedures in this case prior to [*]. Each party may [in addition] [in the alternative] provide a list identifying the constitution of one or more panels of neutral individuals who are available to conduct ADR procedures in this case prior to [*].

2...On or before [*] the parties shall in good faith endeavour to agree a neutral individual or panel from the lists so exchanged and provided.

3...Failing such agreement by [*] the Case Management Conference will be restored to enable the Court to facilitate agreement on a neutral individual or panel.

4...The parties shall take such serious steps as they may be advised to resolve their disputes by ADR procedures before the neutral individual or panel so chosen by no later than [*].

5...If the case is not finally settled, the parties shall inform the Court by letter prior to [disclosure of documents/exchange of witness statements/exchange of experts’ reports] what steps towards ADR have been taken and (without prejudice to matters of privilege) why such steps have failed. If the parties have failed to initiate ADR procedures the Case Management Conference is to be restored for further consideration of the case.

6...[Costs]

Note: The term “ADR procedures” is deliberately used in the draft ADR order. This is in order to emphasise that (save where otherwise provided) the parties are free to use the ADR procedure that they regard as most suitable, be it mediation, early neutral evaluation, non binding arbitration etc.




 
ADR and the Court
 
Arbitration/Adjudication

 

CPR Guide

 

Dispute Resolution Funding

 

Mediation

 

Early Neutral Evaluation

 

Privilege

 

 

 

The Duty to Mediate:
 

 

ADR is not mandatory
 

 

The effect of CPR 1.3
 

 

Government Pledge
 

 

Case management powers
 

 

Pre-action protocols:
 

 

Protocols Practice Direction
 

 

Failure to comply
 

 

References to ADR in the protocols
 

 

Professional Negligence Protocol
 

 

Court Guides
 

 

ADR Orders:
 

 

Commercial Court Order
 

 

Effect of failing to comply with an ADR Order
 

 

Costs Sanctions and Burden of Proof
 

 

Without Prejudice Correspondence
 

 

Factors indicating refusal was unreasonable
 

 

Nature of the Dispute
 

 

Merits of the Case
 

 

Use of other settlement methods
 

 

Costs of Mediating
 

 

Effect of Delay
 

 

Whether the mediation had a reasonable prospect of success
 

 

Relevant Court Decisions:
   
Case Law
   
Cases penalising claimants for failing to negotiate
   
Cases penalising parties for failing to mediate
   
Cases where a refusal to mediate was reasonable
   

Appendix 1