Disputes
and deals are more than legal issues.
To
unravel disputes involves more than legal process.
We
have provided mediation to Government departments, universities,
political parties, local authorities, commerce and industry both
as trainers and as mediators.
We
believe in a deals and dispute resolution culture of collaboration
and consensus that is anchored in common sense.
Alternative
Dispute Resolution - Mediation
There
are many forms of Alternative Dispute Resolution (‘ADR’),
some binding and some not. The most commonly practised is mentioned
here. Understanding the different processes is important but it
is more important to appreciate the different time, cost and risk
factors associated with each process. Expert advice should be
taken before deciding upon any form of dispute resolution process.
If you are deciding upon what process to insert within your contracts
you need to know the ADR choices available
The
CPR encourages the early settlement of disputes and the use of
ADR is now widely recognised as a key way of resolving an impasse
between parties. Indeed in the current climate it is necessary
to justify why court proceedings are used at all.
Mediation
This
is the most widely practised form of ADR. It comes in a variety
of forms but the most prevalent is a facilitative process in which
the parties voluntarily agree to allow a third party neutral to
assist them to reach their own solution.
The
mediation process stems from a party’s agreement to mediate
or a court direction. The agreement to mediate can be incorporated
in a contract giving rise to the dispute where it can form part
of a separate agreement to mediate. The courts have held that
carefully defined mediation process will be a bar to other proceedings
until such time as that process has been carried through.
The
mediation process is entirely confidential and without prejudice
and should the parties wish to walk away from it, they are entirely
free to do so without recrimination. The most common model for
mediation involves the parties preparing brief written statements
and relevant documents to the mediator. The parties will then
present their respective cases to each other in the presence of
a mediator and will continue to discuss their differences with
a view to identifying common ground. Once the parties’ position
has been identified, the mediator may then meet with each party
privately. These individual private meetings are again entirely
confidential and what is said at one private meeting cannot be
repeated at another with the other party unless express authority
has been received to disclose earlier information gained by the
mediator.
In
these private meetings, the mediator is able to help each side
test strengths and weaknesses of their case and to understand
more fully the other party’s position so as to encourage
each side to explore legal and commercial solutions to their dispute.
Alternative
Dispute Resolution - Expert Determination
The
mediation moves from initial introductions, exploration of each
side’s case, individual discussions on settlement and finally
into settlement phase when a vast majority of case settle on terms
which the parties agree. Once an agreement has been obtained,
it is recorded back as a contract settlement and if proceedings
are on hand, one of the terms will be for those proceedings to
be stayed, withdrawn or in some other way not continued with.
Mediation
is not a one day process but requires careful preparation if the
outcome is going to be successful.
Mediation
can be carried out at the same time as formal proceedings. In
some contracts settlement does not occur, parties might ask the
mediator for his view on what the terms should be.
Determination
by a neutral expert
A
variation on mediation is determination by a neutral expert. Used
initially on major construction projects the neutral expert is
a respected construction professional who is usually appointed
by the parties before the project is initiated. The expert is
provided with basic project information and is kept up to date
on the progress of the project when a dispute arises. The neutral
expert can then respond immediately, typically as a mediator in
order to facilitate resolution of a dispute.
Expert
Determination
Unlike
mediation, where the mediator facilities parties to reach their
own agreement with neutral expert determination, the third party
neutral actually decides the issue and presents an opinion. Determination
by neutral expert is used on major construction projects. The
neutral is usually highly respected construction professional
that is appointed by the parties at the beginning of the project
and may even be referred to in project contracts. The expert is
updated with how the project is proceedings and should a dispute
arise, the expert can then respond immediately.
Articles
to download
Sources
of Conflict and Means of Resolution - Download
PDF
Getting
a Successful Outcome Through Mediation - Download
PDF
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